Simon Tuman
Investment adviser representative at Cetera Investment Advisers LLC
11 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Cetera Investment Advisers LLCNov 2024 to now
- Cetera Adviser Networks LLCNov 2024 to now
- Miracle Mile Advisors, LLCOct 2021 to Oct 2024
- Summit Brokerage Services, Inc.Sep 2018 to Dec 2019
- Cetera Financial Group Inc.May 2017 to Oct 2021
- Mea Wealth AdvisorsJun 2015 to May 2017
- Cetera Advisors Network LLCJun 2015 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (CA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6016438
- Firm CRD
- 105644