Philip Patten
Investment adviser representative at Northwestern Mutual Investment Services,LLC
13 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
Are you Philip Patten? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
13 years in the industry.
- Northwestern Mutual Wealth Management CompanyMar 2026 to now
- Northwestern Mutual Investment Services, LLCFeb 2024 to now
- James H DaffinMay 2023 to now
- Pursuit FinancialOct 2019 to May 2023
- Ernst & Young, LLPAug 2019 to Sep 2019
- Michael BochnovichApr 2018 to Aug 2019
- Chris PlummerApr 2017 to Aug 2019
- James DaffinApr 2017 to Aug 2019
- David SchimbergOct 2015 to May 2017
- Gregory WoodsApr 2015 to May 2017
- John KerseyAug 2014 to May 2017
- Kelley Financial GroupJun 2014 to May 2017
- Northwestern Mutual Investment Services LLCAug 2013 to Aug 2019
Exams passed
- Series 66 · Uniform Combined State Law2013
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (OH).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6006310
- Firm CRD
- 2881