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John Scott Klingensmith

Investment adviser representative at Hilltop Securities Inc.
22 yearsExperience
2 statesRegistered in
$2.5BFirm assets
28 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

22 years in the industry.

  1. Hilltop Securities Inc.Oct 2025 to now
  2. RBC Capital Markets, LLCJun 2025 to Oct 2025
  3. UBS Financial Services Inc.Oct 2013 to Jun 2025
  4. Noein IncOct 2003 to Jun 2025

Exams passed

  • Series 66 · Uniform Combined State Law2012

State registrations

Registered as an investment adviser representative in 2 states (NY, TX).

Hilltop Securities Inc.

$2.5BAssets managed
3,407Clients
138Advisers
28 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6005834
Firm CRD
6220
Advisor's SEC record (opens in a new tab)
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