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Troy Alan Arthur

Investment adviser representative at Raymond James Financial Services Advisors, Inc
21 yearsExperience
2 statesRegistered in
$390BFirm assets
17 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

21 years in the industry.

  1. Raymond James Financial Services Advisors, IncApr 2026 to now
  2. Raymond James Financial Services, Inc.Apr 2026 to now
  3. Edward JonesJul 2025 to Apr 2026
  4. UnemployedOct 2024 to Jul 2025
  5. LPL Financial LLCJul 2023 to Oct 2024
  6. BMO Bank N.A.Jul 2017 to Oct 2024
  7. Bancwest Investment Services, Inc.Jul 2017 to Jul 2023
  8. Ts BankMar 2015 to Jul 2017
  9. Bank of the West (bancwest)Dec 2005 to Aug 2023

Exams passed

  • Series 66 · Uniform Combined State Law2018

State registrations

Registered as an investment adviser representative in 2 states (IA, TX).

Raymond James Financial Services Advisors, Inc

$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6003247
Firm CRD
149018
Advisor's SEC record (opens in a new tab)
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