James Quincy Dean
Investment adviser representative at MML Investors Services, LLC
10 yearsExperience
1 stateRegistered in
$115.6BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- MML Investors Services, LLCFeb 2025 to now
- Massmutual Life Insurance CoJan 2025 to now
- Jd Financial Group and Associates IncFeb 2018 to now
- Equity Services, Inc.Apr 2023 to Nov 2024
- Equity Services, Inc.May 2018 to May 2019
- National Life GroupFeb 2018 to Jan 2025
- MML Investors Services, LLCSep 2017 to Dec 2017
- Massmutual Life Insurance CoFeb 2017 to Feb 2018
- Independent BrokerOct 2016 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (NC).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6003137
- Firm CRD
- 10409