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Stephen Edward Canter

Investment adviser representative at UBS Asset Management (americas) LLC
13 yearsExperience
1 stateRegistered in
$588.2BFirm assets
37 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting

Experience

13 years in the industry.

  1. UBS Asset Management (americas) LLCAug 2020 to now
  2. UBS Financial Services IncMay 2013 to now

Exams passed

  • Series 66 · Uniform Combined State Law2013

State registrations

Registered as an investment adviser representative in 1 state (NJ).

UBS Asset Management (americas) LLC

$588.2BAssets managed
433,784Clients
32Advisers
37 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6002812
Firm CRD
106838
Advisor's SEC record (opens in a new tab)
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