Brian Engle
Investment adviser representative at Spc
10 yearsExperience
1 stateRegistered in
$6.1BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- SpcSep 2025 to now
- Parkland Securities, LLCSep 2025 to now
- Sigma Planning CorporationSep 2025 to now
- Greater Brighton Fire DistrictOct 2023 to now
- Cetera Investment Advisers LLCMar 2025 to Sep 2025
- Cetera Investment Services LLCMar 2025 to Sep 2025
- Innovation Partners LLCOct 2023 to Mar 2025
- Ip Financial Advisory Services LLCOct 2023 to Mar 2025
- Securities America AdvisorsDec 2021 to Oct 2023
- Securities America, Inc.Dec 2021 to Oct 2023
- Pruco Securities, LLCMar 2018 to Dec 2021
- Prudential Insurance Company of AmericaMar 2018 to Dec 2021
- Nylife Securities, LLCMar 2016 to Mar 2018
- New York Life Insurance CompanyDec 2015 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 1 state (CO).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6001341
- Firm CRD
- 110692