Ying juan Xie
Investment adviser representative at Morgan Stanley
5 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$2TFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
5 years in the industry.
- Morgan StanleyOct 2021 to now
- H&r BlockDec 2016 to now
- LPL Financial LLCAug 2021 to Oct 2021
- HSBC Securities USA, Inc.May 2018 to Dec 2019
- LPL Financial, LLCMar 2017 to Aug 2017
- Bancwest Investment ServicesJul 2016 to Nov 2016
- Bank of the WestJul 2016 to Nov 2016
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6000497
- Firm CRD
- 149777