Dennis C Smith
Investment adviser representative at Clg LLC
24 yearsExperience
1 stateRegistered in
$1.1BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
24 years in the industry.
- Clg LLCJan 2017 to now
- Cetera Investment Advisers LLCJun 2023 to Dec 2023
- Cetera Advisor Networks LLCApr 2014 to Dec 2023
- Stratis FinancialSep 1999 to Jan 2025
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (CA).
Clg LLC
$1.1BAssets managed
1,448Clients
23Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6000417
- Firm CRD
- 282605