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Konstantinos Frederick Bozzuto

Investment adviser representative at LPL Enterprise, LLC
15 yearsExperience
2 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

15 years in the industry.

  1. LPL Enterprise, LLCNov 2024 to now
  2. The Prudential Insurance Company of AmericaDec 2023 to now
  3. Pruco Securities LLC.Dec 2023 to Nov 2024
  4. UnemployedNov 2023 to Dec 2023
  5. LivelyMar 2023 to Oct 2023
  6. Pruco Securities, LLC.Apr 2020 to Mar 2023
  7. Kaiser PermanenteSep 2019 to Mar 2023
  8. UnemployedJul 2019 to Sep 2019
  9. Willis Towers WatsonJul 2018 to Jul 2019
  10. Pruco Securities, LLCNov 2011 to Jul 2018
  11. The Prudential Insurance Company of AmericaNov 2011 to Jul 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2011
  • Series 65 · Uniform Investment Adviser Law2012

State registrations

Registered as an investment adviser representative in 2 states (GA, TX).

LPL Enterprise, LLC

$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5997921
Firm CRD
8733
Advisor's SEC record (opens in a new tab)
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