Niklaus W Pleisch
Investment adviser representative at Kingswood Wealth Advisors, LLC
15 yearsExperience
29 statesRegistered in
$3.8BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Kingswood Wealth Advisors, LLCAug 2022 to now
- Kingswood Capital Partners, LLCAug 2022 to now
- Transamerica Financial Advisors, IncJan 2012 to Aug 2022
- World Financial Group, Inc.Sep 2011 to Aug 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 29 states (AK, AL, CA, CO, CT, GA, HI, IA, IL, KS, LA, MD, MI, MN, MO, MT, NC, NH, NJ, NY, OH, PA, RI, TX, UT, VA, VT, WA, WI).
Kingswood Wealth Advisors, LLC
$3.8BAssets managed
11,425Clients
122Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5996673
- Firm CRD
- 288792