Stephen Randall Braddock
Investment adviser representative at Argent Advisors, Inc.
16 yearsExperience
2 statesRegistered in
$1.7BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
16 years in the industry.
- Argent Advisors, Inc.Feb 2016 to now
- LPL Financial LLCDec 2015 to now
- Argent Financial GroupJan 2010 to now
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 2 states (LA, TX).
Argent Advisors, Inc.
$1.7BAssets managed
1,499Clients
11Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5996526
- Firm CRD
- 112028