Kathleen L. Hurley
Investment adviser representative at Wells Fargo Advisors
7 yearsExperience
2 statesRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
7 years in the industry.
- Wells Fargo Clearing Services, LLCSep 2022 to now
- J.P. Morgan Securities LLCJan 2022 to Sep 2022
- JPMorgan Chase Bank, N.A.Jan 2022 to Sep 2022
- Douglas EllimanOct 2018 to Jan 2022
- UnemployedJul 2017 to Sep 2018
- Sg Americas Securities, LLCAug 2015 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5995087
- Firm CRD
- 19616