Cindy Nguyen Pheng
Investment adviser representative at Citigroup Global Markets Inc.
35 yearsExperience
1 stateRegistered in
$56BFirm assets
62 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
35 years in the industry.
- Citigroup Global Markets Inc.Jul 2024 to now
- CitigroupJun 2022 to now
- Normandie Ave LLCAug 2014 to now
- JP Morgan Securities LLCJun 2013 to Mar 2022
- Modern JewelersOct 1991 to Oct 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Citigroup Global Markets Inc.
$56BAssets managed
59,829Clients
2,405Advisers
62 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5994645
- Firm CRD
- 7059