Lionel Dwayne Brock
Investment adviser representative at LPL Financial LLC
15 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
15 years in the industry.
- LPL Financial LLCNov 2023 to now
- United HealthcareSep 2017 to now
- Make A Wish Regional Advisory BoardMar 2017 to now
- WealthwaveApr 2020 to Nov 2023
- NetlawDec 2019 to Nov 2023
- First Solar IncAug 2015 to Jan 2017
- DebtmericaMar 2012 to Feb 2023
- Transamerica Financial Advisors, IncJan 2012 to Nov 2023
- World Financial Group, Inc.Oct 2011 to Nov 2023
Exams passed
No exams in this record.
State registrations
Registered as an investment adviser representative in 1 state (OH).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5994377
- Firm CRD
- 6413