Richard Charles Austin
Investment adviser representative at Truist Advisory Services, Inc.
11 yearsExperience
1 stateRegistered in
$77.4BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Truist Advisory Services, Inc.May 2020 to now
- Suntrust Advisory Services, IncMay 2020 to now
- Suntrust Investment Services, IncMay 2020 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2019 to Apr 2020
- UnemployedSep 2019 to Dec 2019
- Suntrust Advisory Services, IncAug 2018 to Sep 2019
- Suntrust Investment Services, IncAug 2018 to Sep 2019
- Wells Fargo Bank NAMar 2018 to Jul 2018
- Wells Fargo Clearing Services, LLC.Mar 2018 to Jul 2018
- Suntrust Advisory ServicesSep 2016 to Feb 2018
- Suntrust Investment Services, Inc.Oct 2015 to Feb 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 1 state (GA).
Truist Advisory Services, Inc.
$77.4BAssets managed
129,307Clients
1,969Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5994121
- Firm CRD
- 283390