Skip to content

John Maxwell Fricker

Investment adviser representative at Equitable Advisors, LLC
11 yearsExperience
1 stateRegistered in
$47.3BFirm assets
48 yearsFirm in business

Are you John Maxwell Fricker? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

11 years in the industry.

  1. Equitable Advisors, LLCAug 2024 to now
  2. Flah and Company Insurance and Estate PlannersJan 2022 to Aug 2024
  3. Lion Street FinancialJan 2022 to Aug 2024
  4. The Prudential Insurance Company of AmericaOct 2020 to Dec 2021
  5. Pruco Securities, LLCJun 2020 to Dec 2021
  6. Shark Wake ParkMar 2020 to Jun 2020
  7. Fmi Family Interiors (fran Murphy Interiors)Nov 2019 to Dec 2020
  8. UnemployedJan 2017 to Oct 2019
  9. Bank Vontobel Ag, Vontobel Swiss Wealth AdvisorsJan 2015 to Dec 2016

Exams passed

  • Series 63 · Uniform Securities Agent State Law2013
  • Series 66 · Uniform Combined State Law2021

State registrations

Registered as an investment adviser representative in 1 state (FL).

Equitable Advisors, LLC

$47.3BAssets managed
76,027Clients
4,640Advisers
48 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5992998
Firm CRD
6627
Advisor's SEC record (opens in a new tab)
CallContact this firm