James Alan Warner
Investment adviser representative at Warner Wealth
26 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$458.5MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
26 years in the industry.
- Warner WealthJan 2023 to now
- LPL Financial LLCNov 2011 to now
- Wd Enterprises Inc.Jan 2000 to now
- Northstar Wealth Partners, LLCSep 2015 to Sep 2018
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
Warner Wealth
Legal name: Warner Group LLC
$458.5MAssets managed
758Clients
10Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5991972
- Firm CRD
- 334877