Garrett S Goggin
Investment adviser representative at Nomura Capital Management LLC
33 yearsExperience
2 statesRegistered in
$651.3MFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
33 years in the industry.
- Nomura Capital Management LLCJun 2026 to now
- Macquarie Investment Management Business TrustApr 2020 to now
- Delaware InvestmentsOct 2011 to now
- El FuegoSep 2003 to now
- Oakmont PubSep 2000 to now
- Goggin MovingSep 1993 to now
Exams passed
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 2 states (CA, PA).
Nomura Capital Management LLC
$651.3MAssets managed
2Clients
48Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5991111
- Firm CRD
- 324417