Nicholas Paul Brady
Investment adviser representative at Advice and Planning Services
11 yearsExperience
2 statesRegistered in
$37.9BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- TIAA-CREF Individual & Institutional Services, LLCJul 2023 to now
- TIAAJul 2023 to now
- Wells Fargo Bank, NAFeb 2022 to Jul 2023
- Wells Fargo Clearing Services, LLCFeb 2022 to Jul 2023
- Positivly / Tifin CompaniesSep 2021 to Nov 2021
- Gwfs Equities, IncJul 2019 to Sep 2021
- Kestra Investment Services, LLCOct 2018 to Jul 2019
- InfocyteJun 2018 to Oct 2018
- UnemployedJun 2017 to Jun 2018
- D.A. Davidson & Co.Jan 2017 to Jun 2017
- Fidelity Investments Institutional Services Company, IncNov 2015 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Advice and Planning Services
Legal name: TIAA-CREF Individual & Institutional Services, LLC
$37.9BAssets managed
72,503Clients
1,707Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5989733
- Firm CRD
- 20472