Raphael Aziz
Investment adviser representative at LPL Financial LLC
14 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Financial LLCMay 2026 to now
- Fidelity InvestmentsDec 2022 to May 2026
- Mercer Global Advisors, IncApr 2021 to Dec 2022
- Epstein and White Financial LLCJul 2020 to Apr 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2019 to Jun 2020
- J.P. Morgan Securities LLCOct 2012 to Aug 2019
- JPMorgan Chase BankMar 2012 to Aug 2019
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2019
- Series 63 · Uniform Securities Agent State Law2023
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5988606
- Firm CRD
- 6413