Cindy Lopez
Investment adviser representative at Charles Schwab Investment Management, Inc
15 yearsExperience
1 stateRegistered in
$1.7TFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
15 years in the industry.
- Charles Schwab Investment Management, IncMay 2026 to now
- Charles Schwab & Co., Inc.Jan 2022 to May 2026
- Capital One InvestingAug 2021 to Dec 2021
- TD AmeritradeOct 2011 to Aug 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 1 state (TX).
Charles Schwab Investment Management, Inc
$1.7TAssets managed
856,597Clients
37Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5988219
- Firm CRD
- 106753