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Ben Wempe

Investment adviser representative at J.P. Morgan Securities LLC
13 yearsExperience
1 stateRegistered in
ChFC®, CFP® certificationDesignations
$429.7BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

13 years in the industry.

  1. Wempe Enterprises LLCMay 2025 to now
  2. J.P. Morgan Securities LLCApr 2013 to now
  3. JPMorgan Securities LLCApr 2013 to now

Designations

  • ChFC®
  • CFP® certification

Exams passed

  • Series 63 · Uniform Securities Agent State Law2011
  • Series 65 · Uniform Investment Adviser Law2012

State registrations

Registered as an investment adviser representative in 1 state (TX).

J.P. Morgan Securities LLC

$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5987985
Firm CRD
79
Advisor's SEC record (opens in a new tab)
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