Jamal Lorenzo Morris
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services Inc.Apr 2022 to now
- Ameriprise Financial Services, LLCOct 2021 to Apr 2022
- Gwfs Equities, IncAug 2021 to Oct 2021
- Wells Fargo Clearing Services, LLCMay 2019 to Aug 2021
- J.P. Morgan Securities LLCNov 2018 to May 2019
- JPMorgan Chase Bank, N.A.Nov 2018 to May 2019
- Bank of America Merchant ServicesJul 2018 to Nov 2018
- Morgan StanleyDec 2017 to Jun 2018
- Bank of America, N.A.Mar 2014 to Jan 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2014 to Jan 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5986137
- Firm CRD
- 8174