James Cole Alfonso
Investment adviser representative at Ellis Financial Planning
11 yearsExperience
1 stateRegistered in
$180.7MFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Ellis Financial PlanningDec 2024 to now
- Ellis & CompanyApr 2024 to now
- Raymond James Financial Services Advisors, Inc.Apr 2024 to Oct 2024
- Raymond James Financial Services, Inc.Apr 2024 to Oct 2024
- RBC Capital Markets, LLC.Nov 2017 to Apr 2024
- UBSDec 2013 to Nov 2017
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (TN).
Ellis Financial Planning
Legal name: Good Steward Wealth Advisers LLC
$180.7MAssets managed
331Clients
4Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5985662
- Firm CRD
- 333092