Mario Joseph De rose
Investment adviser representative at Northwestern Mutual Investment Services,LLC
11 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
11 years in the industry.
- Thomas A DankenbringApr 2025 to now
- Northwestern Mutual Investment Services, LLCJun 2022 to now
- Eric AmesJun 2022 to now
- Northwestern Mutual Wealth Management CompanyJun 2022 to now
- Patrick Capital Markets LLCJul 2020 to May 2022
- UnemployedJan 2020 to Jul 2020
- Severin Investments LLCFeb 2019 to Jan 2020
- PrudentialOct 2018 to Jan 2019
- UnemployedApr 2018 to Oct 2018
- Scottrade IncJul 2015 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 1 state (MO).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5985546
- Firm CRD
- 2881