Joel Robert Galloway
Investment adviser representative at Swmg, LLC
13 yearsExperience
1 stateRegistered in
$430.4MFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Swmg, LLCAug 2026 to now
- Self-employedNov 2024 to Aug 2026
- Fisher InvestmentsSep 2018 to Nov 2024
- TD Ameritrade, Inc.May 2013 to Sep 2018
Exams passed
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 1 state (TX).
Swmg, LLC
$430.4MAssets managed
429Clients
7Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5984491
- Firm CRD
- 166688