Carlton J Smith
Investment adviser representative at Thrivent Investment Management Inc.
13 yearsExperience
1 stateRegistered in
$20.8BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Thrivent FinancialNov 2025 to now
- Thrivent Investment Management Inc.Oct 2025 to now
- Kingdom EconomyMar 2024 to Oct 2025
- Charles Schwab & Co., IncMar 2023 to Feb 2024
- Fairwinds Credit UnionDec 2019 to Mar 2023
- Enterprise HoldingsJan 2017 to Dec 2019
- Cfe Federal Credit UnionJul 2013 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (FL).
Thrivent Investment Management Inc.
$20.8BAssets managed
125,754Clients
3,179Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5984141
- Firm CRD
- 18387