Vincent J Frustaglio
Investment adviser representative at Principal Securities, Inc.
15 yearsExperience
2 statesRegistered in
ChFC®, CFP® certificationDesignations
$17BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Principal Securities, Inc.Feb 2024 to now
- Principal Life Insurance CoFeb 2024 to now
- Edward JonesJun 2019 to Feb 2024
- Self Employed Contractor for AflacFeb 2018 to Feb 2019
- Self Employed Contractor for Velocity Data CentersJan 2018 to Jun 2019
- Nationwide Investment Services CorporationSep 2011 to Dec 2017
Designations
- ChFC®
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (MI, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5983714
- Firm CRD
- 1137