Alfred Joseph Cooke
Investment adviser representative at Cetera Investment Advisers LLC
13 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Cetera Investment Advisers LLCJun 2023 to now
- Cetera Wealth Services, LLCOct 2020 to now
- Cooke Financial, LLCOct 2020 to now
- American Wealth Strategy GroupMay 2019 to Oct 2020
- Minnesota Life Insurance CompanyMay 2019 to Oct 2020
- Securian Financial Services IncMay 2019 to Oct 2020
- Self EmployedSep 2018 to Apr 2019
- 1847 FinancialAug 2017 to Sep 2018
- Hornor Townsend & Kent IncAug 2017 to Sep 2018
- Penn Mutual Life InsuranceAug 2017 to Sep 2018
- New York Life Insurance CoOct 2013 to Aug 2017
- Nylife Securities LLCOct 2013 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 1 state (PA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5983642
- Firm CRD
- 105644