Nicholas Estey
Investment adviser representative at Goelzer Investment Management
13 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$4.5BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Goelzer Investment Management, Inc.Nov 2023 to now
- Circle City Lacrosse LLCAug 2015 to now
- Brebeuf JesuitSep 2013 to now
- Cetera Advisors LLCSep 2022 to Nov 2023
- First Allied Advisory Services, Inc.Jan 2022 to Sep 2022
- First Allied Securities, IncOct 2020 to Sep 2022
- Northwestern Mutual Investment Services LLCOct 2019 to Oct 2020
- Mark WiseAug 2019 to Oct 2020
- UnemployedJul 2019 to Aug 2019
- Mariner Wealth AdvisorsJan 2019 to Jul 2019
- The Leaders Group IncJan 2015 to Dec 2018
- Capitas FinancialJan 2014 to Dec 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 3 states (IN, MA, TX).
Goelzer Investment Management
Legal name: Goelzer Investment Management, Inc.
$4.5BAssets managed
695Clients
23Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5983394
- Firm CRD
- 44402