Michael Shane Smith
Investment adviser representative at Quality Financial Concepts
15 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$128.8MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- LPL Financial LLCMay 2024 to now
- Quality Financial ConceptsDec 2013 to now
- Crown Capital Securities, LPJan 2018 to May 2024
- Securities America, Inc.Dec 2016 to Dec 2017
- Foothill Securities, Inc.Aug 2011 to Dec 2016
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 3 states (NY, TN, VA).
Quality Financial Concepts
Legal name: Qfc Advisory LLC
$128.8MAssets managed
211Clients
2Advisers
Under 1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5980903
- Firm CRD
- 118886