Scott N Mesa
Investment adviser representative at Mariner
12 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$125.4BFirm assets
Are you Scott N Mesa? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- MarinerNov 2023 to now
- Mariner Wealth AdvisorsNov 2023 to now
- Wells Fargo Clearing Services, LLCOct 2023 to Nov 2023
- UnemployedJun 2023 to Sep 2023
- Ieq Capital, LLCOct 2022 to Jun 2023
- BNY Mellon Securities CorporationApr 2020 to Sep 2022
- BNY MellonOct 2018 to Sep 2022
- Rim Securities LLCMar 2013 to Sep 2018
- SelfSep 2011 to Mar 2023
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (CA).
Mariner
Legal name: Mariner, LLC
$125.4BAssets managed
55,512Clients
991Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5979743
- Firm CRD
- 140195