Thomas Edward Dooney
Investment adviser representative at LPL Enterprise, LLC
15 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
15 years in the industry.
- LPL Enterprise, LLCApr 2026 to now
- UnemployedJul 2025 to Mar 2026
- Oppenheimer & Co. Inc.Jul 2024 to Jun 2025
- Hornor Townsend & Kent LLCFeb 2021 to Aug 2024
- Penn Mutual Life Insurance CompanyJan 2021 to Aug 2024
- Equitable Advisors, LLCApr 2018 to Jan 2021
- AXA Advisors, LLCApr 2018 to Jun 2020
- Morgan StanleyDec 2015 to Nov 2017
- Independant Support ServicesMay 2011 to May 2021
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5979364
- Firm CRD
- 8733