James Richard Koller
Investment adviser representative at Lazari Capital Management, Inc.
15 yearsExperience
1 stateRegistered in
$691.1MFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Lyndhurst Securities, Inc.Sep 2022 to now
- Lazari Capital Management, Inc.Oct 2018 to now
- Guardian Life Insurance CompanyAug 2012 to now
- Kovack Securities, Inc.Jan 2019 to Dec 2021
- Park Avenue SecuritiesJun 2013 to Sep 2018
- Wynn & Wynn FinancialJun 2011 to Nov 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (CA).
Lazari Capital Management, Inc.
$691.1MAssets managed
968Clients
10Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5978455
- Firm CRD
- 172932