Sergio Ayo
Investment adviser representative at Fifth Third Securities, Inc.
11 yearsExperience
2 statesRegistered in
$10.9BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Fifth Third Securities, Inc.Feb 2025 to now
- Fifth Third BankJan 2024 to now
- UnemployedNov 2023 to Dec 2023
- Onemain FinancialSep 2020 to Oct 2023
- UnemployedSep 2018 to Aug 2020
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2018 to Aug 2018
- Dentsply Sirona OrthodonticsJan 2017 to Jul 2018
- Bank of AmericaDec 2015 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (CA, FL).
Fifth Third Securities, Inc.
$10.9BAssets managed
47,014Clients
1,012Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5978140
- Firm CRD
- 628