David Lloyd
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
15 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Missionsquare RetirementJul 2026 to now
- Missionsquare Wealth ManagementJul 2026 to now
- Modern Woodment of AmericaAug 2024 to Jul 2026
- Mwa Financial Services Inc.Aug 2024 to Jul 2026
- UnemployedMar 2024 to Jul 2024
- Seattle Fire DepartmentFeb 2024 to Mar 2024
- Cintas First Aid & SafetyOct 2021 to Feb 2024
- CMS Energy AdvisorsMar 2021 to Aug 2021
- UnemployedSep 2020 to Feb 2021
- Mobile WorkforceApr 2019 to Aug 2020
- Bank of America, N.A.Apr 2018 to Apr 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2018 to Apr 2019
- LPL Financial LLCOct 2014 to Feb 2018
- SRQ Wealth Advisory, LLCOct 2014 to Feb 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2015
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 3 states (AK, OR, WA).
Missionsquare Retirement
Legal name: International City Management Association Retirement Corporation
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 5969922
- 108783