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Austen Auger

Investment adviser representative at Shira Ridge Wealth Management
10 yearsYears since first job or exam
2 statesRegistered in
$366.4M
8 yearsFirm in business

How is this counted?

Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

Experience

10 years since the first job or state securities exam on the SEC record. Counts all jobs listed.

  1. Shira Ridge, Wealth ManagementAug 2024 to now
  2. Break Bread Sandwhich ShopJul 2023 to Jul 2024
  3. Big Brothers & Big Sisters Columbia NorthwestFeb 2023 to Aug 2023
  4. UnemployedDec 2022 to Feb 2023
  5. Merrell - Wolverwine WorldwideFeb 2021 to Dec 2022
  6. UnemployedOct 2020 to Feb 2021
  7. Sports Basement, Inc.Oct 2017 to Oct 2020
  8. The North Face - VF Corp.Aug 2016 to Oct 2017

Exams passed

  • Series 65 · Uniform Investment Adviser Law2025

State registrations

Registered as an investment adviser representative in 2 states (CA, WA).

Shira Ridge Wealth Management

$366.4M
281Clients
4Advisers
8 yearsIn business

Official records

Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

5963366
117627
Advisor's SEC record (opens in a new tab)
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