Michael Toofik Simon
Investment adviser representative at Umb Financial Services, Inc.
24 yearsExperience
14 statesRegistered in
$5MFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
24 years in the industry.
- Umb Financial Services, Inc.Apr 2024 to now
- Umb BankApr 2024 to now
- Princess Jewels LLCFeb 2002 to now
- Ameriprise Financial Services, LLCNov 2023 to Mar 2024
- Comerica BankJan 2023 to Mar 2024
- Wells Fargo Clearing Services, LLCNov 2016 to Jan 2023
- Wells Fargo Advisors LLCJul 2011 to Nov 2016
- Wells Fargo Bank, N.A.Feb 2010 to Jan 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 14 states (AZ, CA, CO, FL, MA, ME, MN, NM, OR, PA, TX, VA, WA, WI).
Umb Financial Services, Inc.
$5MAssets managed
0Clients
45Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5959625
- Firm CRD
- 17073