Richard J Chaffee
Investment adviser representative at Mariner
10 yearsExperience
1 stateRegistered in
$125.4BFirm assets
20 yearsFirm in business
Are you Richard J Chaffee? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Mariner InstitutionalOct 2024 to now
- MarinerAug 2022 to now
- Mariner Wealth AdvisorsMay 2022 to now
- Northwestern Mutual Wealth Management CompanyJun 2019 to May 2022
- Matthew MeltonMay 2019 to May 2022
- Northwestern Mutual Investment Services LLCMay 2019 to May 2022
- EmpowerMay 2016 to Apr 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (KS).
Mariner
Legal name: Mariner, LLC
$125.4BAssets managed
55,512Clients
991Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5958895
- Firm CRD
- 140195