Dane Broadie
Investment adviser representative at Oppenheimer & Co. Inc.
12 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$36.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Oppenheimer & Co. Inc.Feb 2026 to now
- Rhino Financial, LLCMay 2024 to Feb 2026
- Perspectives Financial, LLCJul 2023 to Feb 2026
- Allstate Financial Advisors, LLCMay 2020 to Feb 2026
- Allstate Insurance CoMay 2020 to Feb 2026
- Allstate Financial Services, LLCFeb 2020 to Feb 2026
- UnemployedNov 2019 to Jan 2020
- Legacy Financial Strategies, LLCSep 2017 to Oct 2019
- LPL FinancialJul 2014 to Aug 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2012
- Series 63 · Uniform Securities Agent State Law2020
State registrations
Registered as an investment adviser representative in 1 state (KS).
Oppenheimer & Co. Inc.
$36.7BAssets managed
39,036Clients
1,161Advisers
71 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5958437
- Firm CRD
- 249