Ronald Huang
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
15 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America N.A.Dec 2020 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2020 to now
- HSBC Bank USA National AssociationJan 2017 to Nov 2020
- HSBC Securities USA IncJan 2017 to Nov 2020
- Cetera Advisor Networks LLCSep 2013 to Dec 2016
- Schwartz Financial Associates, IncJul 2013 to Dec 2016
- Vicus Capital, Inc. (formerly Pfg Financial Advisors)Jul 2013 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 15 states (AL, CA, DE, FL, GA, HI, IL, LA, MD, NC, NJ, PA, TX, UT, VA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5955803
- Firm CRD
- 7691