Nicole Yvette Wiggins
Investment adviser representative at LPL Enterprise, LLC
14 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Enterprise, LLCApr 2024 to now
- Tradestation Securities, Inc.Oct 2022 to Mar 2024
- Ally Invest Securities LLCJul 2021 to Oct 2022
- Gohealth LLCJul 2020 to Jun 2021
- UnemployedSep 2019 to Jun 2020
- Wells Fargo Clearing Services, LLCFeb 2019 to Jul 2019
- UnemployedMay 2018 to Feb 2019
- Fidelity InvestmentsJun 2012 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NC).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5955206
- Firm CRD
- 8733