Shane David Phillips
Investment adviser representative at Provenance Wealth Advisors
11 yearsExperience
10 statesRegistered in
$3.6BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Pwa Securities, LLCAug 2023 to now
- Provenance Wealth AdvisorsMar 2015 to now
- Raymond James Financial Services Advisors Inc.Feb 2015 to Aug 2023
- Raymond James Financial Services, Inc.Jan 2015 to Aug 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2010
State registrations
Registered as an investment adviser representative in 10 states (FL, MI, NC, NJ, NV, NY, TX, UT, WI, WY).
Provenance Wealth Advisors
Legal name: Provenance Wealth Advisors, LLC
$3.6BAssets managed
3,111Clients
18Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5953987
- Firm CRD
- 126529