Michael David Kaplan
Investment adviser representative at Nasdaq Dorsey Wright
Under 1 yearExperience
1 stateRegistered in
$1BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlySubscriptionFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Seminars and workshops
Experience
Under 1 year in the industry.
- Nasdaq Dorsey WrightFeb 2026 to now
- Dorsey Wright & Associates, A Nasdaq CompanyNov 2016 to now
- LPL Financial, LLCFeb 2016 to Nov 2016
- Sterling National BankFeb 2016 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (VA).
Nasdaq Dorsey Wright
Legal name: Dorsey, Wright & Associates, LLC
$1BAssets managed
840Clients
20Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5953575
- Firm CRD
- 104925