Chris Baker
Investment adviser representative at Northern Trust Securities, Inc
14 yearsExperience
1 stateRegistered in
$1.7BFirm assets
11 yearsFirm in business
Are you Chris Baker? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Northern Trust Securities, Inc.Nov 2025 to now
- Bank of America, N.A.Aug 2015 to Oct 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2012 to Oct 2025
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (CA).
Northern Trust Securities, Inc
Legal name: Northern Trust Securities, Inc.
$1.7BAssets managed
2,053Clients
100Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5952996
- Firm CRD
- 7927