Jonathan F Pereira
Investment adviser representative at Principal Securities, Inc.
15 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
Are you Jonathan F Pereira? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Principal Securities, Inc.Jun 2022 to now
- Principal Life InsuranceMay 2022 to now
- Mariner Wealth AdvisorsNov 2021 to May 2022
- Msec, LLCNov 2021 to May 2022
- Sensory & Consumer Research CenterJan 2019 to May 2022
- Waddell & Reed IncJun 2011 to Aug 2021
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (KS).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5948486
- Firm CRD
- 1137