Nicolas Werthman
Investment adviser representative at Bahl & Gaynor LLC
11 yearsExperience
4 statesRegistered in
$21BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- Bahl & Gaynor LLCFeb 2024 to now
- Quasar Distributors, LLCOct 2023 to now
- Bg Is, LLCJul 2023 to now
- Ceros Financial Services, Inc.Sep 2022 to Jul 2023
- Flexible Plan Investments, Ltd.Sep 2022 to Jul 2023
- Advisors Asset Management, IncSep 2015 to Sep 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 4 states (IA, KY, MI, MS).
Bahl & Gaynor LLC
$21BAssets managed
889Clients
26Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5947760
- Firm CRD
- 106139