Bradley P Starken
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
10 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Retire Smart, LLCNov 2022 to now
- Smart Wealth, LLCNov 2022 to now
- Northwestern Mutual Investment Services LLCAug 2021 to Nov 2022
- Northwestern Mutual Wealth Management CompanyAug 2021 to Nov 2022
- Tim HarrisonAug 2021 to Nov 2022
- JB Goods LLCAug 2020 to Dec 2022
- Miller Financial GroupJul 2020 to Jul 2021
- Weitz Investment ManagementJan 2020 to Jun 2020
- Pacific LifeDec 2016 to Jan 2020
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (NE).
Smart Wealth, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 5935906
- 315496