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John Michael Cole

Investment adviser representative at Fsa Advisors, Inc.
25 yearsYears since first job or exam
1 stateRegistered in
$573.4M
5 yearsFirm in business

How is this counted?

Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

Experience

25 years since the first job or state securities exam on the SEC record. Counts all jobs listed.

  1. Ae Financial Services, LLCDec 2022 to now
  2. Fsa HealthJan 2018 to now
  3. Fsa Advisors, Inc.Aug 2017 to now
  4. Financial Services of AmericaMay 2001 to now
  5. Independence Capital Co.Jul 2011 to Dec 2022
  6. Hub Insurance GroupFeb 2011 to Nov 2020

Exams passed

  • Series 63 · Uniform Securities Agent State Law2011
  • Series 65 · Uniform Investment Adviser Law2017

State registrations

Registered as an investment adviser representative in 1 state (MI).

Fsa Advisors, Inc.

$573.4M
4,406Clients
29Advisers
5 yearsIn business

Official records

Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

5926051
286251
Advisor's SEC record (opens in a new tab)
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